Series 7 - General Securities Representative Exam
Preview Mode
All of the following are permitted securities lending practices EXCEPT
Facilitation of settlement of a trade
A
Facilitation of delivery of a short sale
B
Facilitation of financing of a security
C
Facilitation of settlement of a trade, Facilitation of delivery of a short sale & Facilitation of financing of a security
D
Explanations
All of these are permitted securities lending practices