Series 6 - Investment Company And Variable Contracts Products Representative Exam

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If a customer wishes to transfer a securities account with one broker dealer to another broker-dealer, the process is referred to as:

EFT
A
Account transfer
B
ACATS
C
ACH
D

Explanations

The Automated Customer Account Transfer Service (ACATS) automates and standardizes the transfer of a customer's securities account from one broker-dealer to another.

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