Series 7 - General Securities Representative Exam

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An integrated audit trail of order, quote, and trade information for all NMS stocks and OTC equity securities is

TRACE
A
EMMA
B
RTRS
C
OATS
D
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Explanations

OATS (Order Audit Trail System). FINRA uses this audit trail system to recreate events in the life cycle of orders and more completely monitor the trading practices of member firms

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