SIE - Securities Industry Essentials Exam
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Which of the following are acceptable as non-cash compensation?
An occasional meal
A
An infrequent ticket to a sporting event
B
An infrequent movie ticket
C
All of the above
D
Explanations
As long as these are so infrequent as to not raise any question of propriety and are not offered as a condition of reaching a sales target, it is ok on occasion.