Series 7 - General Securities Representative Exam
Preview Mode
Which of the following is LEAST likely to be quoted on the OTCQB?
An early stage technology company
A
A stock trading at .013
B
A company with a market capitalization of 367MM
C
A company that has a transfer agent
D
Explanations
The OTCQB is for early stage and developing companies. They must have a transfer agent and beet a $0.01 bid test. Large companies such as a company with a $367 MM market cap are not normally quoted on the OTCQB as they most likely qualify for listing on Nasdaq, NYSE or Amex