SIE - Securities Industry Essentials Exam
Preview Mode
A customer is buying mutual funds and wants to take advantage of a breakpoint to save on the front end load charge of the Class A Shares. She writes a Letter Of Intent. How long is the maximum period of time the customer can fulfill the purchase via the LOI?
30 days
A
6 months
B
12 months
C
13 months
D
Explanations
The LOI is good for 13 months.
Pricing
Basic
Part of the questions for each course
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- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625