SIE - Securities Industry Essentials Exam
A customer is buying mutual funds and wants to take advantage of a breakpoint to save on the front end load charge of the Class A Shares. She writes a Letter Of Intent. How long is the maximum period of time the customer can fulfill the purchase via the LOI?
The LOI is good for 13 months.
Part of the questions for each course
- 20 of 150
- Series 6
- 30 of 500
- Series 7
- 50 of 625