Series 7 - General Securities Representative Exam
Preview Mode
Which of the following must be included on trade confirmations?
CUSIP number (if there is one)
A
Bond details like issuer name, maturity, interest percentage, etc
B
The broker-dealer’s name, address, and phone number
C
All 3 must included on trade confirmations
D
Explanations
All mentioned data must be included on trade confirmations