SIE - Securities Industry Essentials Exam

Preview Mode

Equity instruments with intraday liquidity that may be an attractive alternative to mutual funds are

Forex Contracts
A
ETFs
B
LGIPs
C
Direct Participation Programs
D

Explanations

ETFs offer intraday trading for liquidity and usually carry a lower expense ratio than mutual funds. LGIPs are local government investment pools. DPPs are not traded on an exchange and are illiquid.

Pricing