SIE - Securities Industry Essentials Exam
After termination of employment with a broker-dealer, the broker dealer must maintain processed fingerprint cards for the terminated employee for what period of time?
No less than 1 yearA
No less than 2 yearsB
No less than 3 yearsC
No less than 5 yearsD
The fingerprint cards must be kept for a period of no less than 3 years.