Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Which of the following are true about the FINRA Code of Arbitration?

Nearly all new account forms contain a predispute arbitration clause. In the absence of a signed arbitration agreement, a customer can still force a member to arbitration
A
Nearly all new account forms contain a predispute arbitration clause. Arbitrations may be appealed
B
Arbitrations may be appealed. Class action claims are subject to arbitration
C
In the absence of a signed arbitration agreement, a customer can still force a member to arbitration. Class action claims are subject to arbitration
D

Explanations

Virtually all new account forms contain a predispute arbitration clause. In the absence of a signed arbitration agreement, a customer can still force a member to arbitration.

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