Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
Which type of management company registers a fixed number of shares with the SEC and offers them all to the public for a limited time?
Open-end management company
A
Unit investment trust
B
Closed-end investment company
C
Mutual fund
D
Explanations
A closed-end management company registers a fixed number of shares with the SEC and offers them all to the public for a limited time.
Pricing
Basic
Part of the questions for each course
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- Course
- Questions
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- SIE
- 20 of 150
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- Series 6
- 30 of 500
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- Series 7
- 50 of 625