Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
A contingent deferred sales charge is associated with which class of securities?
Class A shares and Class B shares
A
Class B shares only
B
Class B shares and Class C shares
C
Class Y shares only
D
Explanations
Contingent deferred sales charges are also known as back-end loads. This means they are associated with Class B shares and Class C shares.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625