Series 6 - Investment Company And Variable Contracts Products Representative Exam

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If an investment company does not have the minimum net assets required to register with the SEC, it may still register a public offering as long as it meets the requirement within:

10 days of registration
A
30 days of registration
B
60 days of registration
C
90 days of registration
D

Explanations

If an investment company does not have at least $100,000 in net assets, it may still register a public offering with the SEC if it can meet the minimum within 90 days of the registration.

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