Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
Each member must retain copies of its registered representatives' correspondence according to
Rule 3210
A
Rule 1320
B
Rule 3110
C
Rule 3310
D
Explanations
Rule 3110 states that a FINRA member firm must retain all correspondence of its registered representatives.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625