SIE - Securities Industry Essentials Exam
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Your client wants to invest in an instrument that mirrors the return of a broad stock market index; with low management fees and intraday liquidity. Which of the following do you suggest?
Balanced Fund
A
S&P 500 ETF
B
DPP
C
Growth Fund
D
Explanations
The S&P 500 ETF will provide intraday liquidity and have lower management fees than the balanced fund or growth fund. This is the best selection of the given choices.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
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- Series 7
- 50 of 625