Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Which federal regulation requires mutual funds to provide a written statement to accompany dividend payments?

The Securities Exchange Act of 1934
A
The Securities Act of 1933
B
The Investment Company Act of 1940
C
The Employee Retirement Income Security Act
D

Explanations

The Investment Company Act of 1940 requires a written statement to accompany dividend payments by management companies.

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