Series 6 - Investment Company And Variable Contracts Products Representative Exam

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If a customer refuses to provide sufficient information to determine suitability:

General recommendations may be made and only unsolicited trades may be processed
A
Only unsolicited trades may be processed
B
Only unsolicited trades may be processed and no recommendations may be made
C
The customer's account will be closed only
D

Explanations

If a customer refuses to provide sufficient information to determine suitability, only unsolicited trades may occur and no recommendations may be made.

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