Series 6 - Investment Company And Variable Contracts Products Representative Exam

Preview Mode

Investment companies must abide by the same prospectus and registration requirements imposed by:

The Securities Exchange Act of 1934
A
The Investment Company Act of 1940
B
The Securities Act of 1933
C
Regulation D
D

Explanations

Investment companies must abide by the same registration and prospectus requirements imposed by the Securities Act of 1933.

Pricing