Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Municipal securities are exempt from:

Issuing an official statement.
A
Issuing a preliminary official statement.
B
The anti-fraud provisions of the Securities Exchange Act of 1934.
C
The filing requirements of the Act of 1933.
D

Explanations

Municipal securities do not have to file a prospectus, which is required of other securities under the Act of 1933.

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