SIE - Securities Industry Essentials Exam
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The person or entity that makes a profit on the bid - ask spread is acting as a
Principal
A
Market Maker
B
Agent
C
Underwriter
D
Explanations
The market maker makes a profit on the bid-ask spread.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625