Series 6 - Investment Company And Variable Contracts Products Representative Exam

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SEC Rule 134 states that an offering may be promoted without a prospectus but must include the following items, EXCEPT:

The type of underwriting used in the issue.
A
Factual information about the legal identity and business location of the company.
B
A brief indication of the general type of business of the company.
C
Information about the price, maturity, interest and yield of the securities being offered.
D

Explanations

The offering may include information about the type of underwriting used, but is not required to provide this information.

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