Series 6 - Investment Company And Variable Contracts Products Representative Exam
SEC Rule 134 states that an offering may be promoted without a prospectus but must include the following items, EXCEPT:
The type of underwriting used in the issue.A
Factual information about the legal identity and business location of the company.B
A brief indication of the general type of business of the company.C
Information about the price, maturity, interest and yield of the securities being offered.D
The offering may include information about the type of underwriting used, but is not required to provide this information.