Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Whose signature is NOT required on a new account form?

The customer
A
The partner
B
The officer
C
The firm's principal
D

Explanations

The new account form does NOT require the customer's signature. It must be signed by either a partner, an officer or a principal of the firm, showing that the account has been accepted in accordance with the member's policies and procedures for acceptance of accounts.

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