Series 6 - Investment Company And Variable Contracts Products Representative Exam
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Whose signature is NOT required on a new account form?
The customer
A
The partner
B
The officer
C
The firm's principal
D
Explanations
The new account form does NOT require the customer's signature. It must be signed by either a partner, an officer or a principal of the firm, showing that the account has been accepted in accordance with the member's policies and procedures for acceptance of accounts.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625