Series 7 - General Securities Representative Exam

Preview Mode

A new FINRA member that registered 6 months ago wants to run an advertisement. She must file the advertisement with FINRA:

10 calendar days before first use
A
10 business days before first use
B
15 business days before use
C
within 10 days of the first publication
D

Explanations

Per FINRA rule 2210 (c)(1)(A), all new members must file retail communications used in any public media 10 business days prior to first use for one year beginning on the date FINRA membership becomes effective in the CRD system

Pricing