Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
When an issuer files a registration with the state, independent of federal registration, it is considered
Coordination
A
Notice Filing
B
Blue sky registration
C
Qualification
D
Explanations
Qualification is when an issuer files a registration with the state, independent of federal registration, and must meet all state requirements.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625