Series 7 - General Securities Representative Exam

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When opening a new account, it is important to gather all of the following information EXCEPT

The customer's citizenship
A
The customer's investment objectives
B
The customer's annual income range and net worth range
C
The customer's choice to to reinvest dividends or take them in cash
D

Explanations

All are required when opening a new account except the customer's choice to to reinvest dividends or take them in cash. This information can be gathered later; after the account is opened

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