Series 7 - General Securities Representative Exam
Preview Mode
Per MSRB regulations, municipal securities dealers must preserve securities records for no less than
Two years
A
Three years
B
Five years
C
Six years
D
Explanations
The records must be preserved and accessible for inspection by a regulatory agency for a period of no less than six years
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625