Series 7 - General Securities Representative Exam

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Which of the following does the Securities Exchange Act of 1934 regulate?

The OTC Market and The NYSE
A
The OTC Market, The NYSE, Customer Accounts
B
The NYSE, Customer Accounts, Trust Indentures
C
The NYSE and Trust Indentures
D

Explanations

Trust indentures are governed by The Trust Indenture Act of 1939

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