Series 7 - General Securities Representative Exam
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The PDT rule
Limits day trades in a margin account with less than $25,000 to 5 per 5 business day rolling period
A
Limits day trades in a margin account with less than $25,000 to 3 per 5 business day rolling period
B
Limits day trades in a margin account with less than $10,000 to 5 per 5 business day rolling period
C
Limits day trades in a margin account with less than $10,000 to 3 per 5 business day rolling period
D
Explanations
The Pattern Day Trade Rule limits day trades in a margin account with less than $25,000 to 3 per 5 business day rolling period. Accounts with over $25,000 may day trade without restriction
Pricing
Basic
Part of the questions for each course
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- Course
- Questions
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- SIE
- 20 of 150
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- Series 6
- 30 of 500
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- Series 7
- 50 of 625