Series 7 - General Securities Representative Exam

Preview Mode

The Underwriter's duties are best described by

Auditing a company's financials
A
Establishing margin requirements
B
Assisting issuers in bringing new securities to the public
C
Reviewing and approving the issuer's bonds
D

Explanations

The underwriter is a Broker-Dealer that helps the issuer bring new securities to the public

Pricing