Series 7 - General Securities Representative Exam
Preview Mode
Which of the following licensed members can approve the purchase of a variable annuity?
Series 7 Registered Rep, Series 9 / 10 General Securities Sales Supervisor
A
Series 7 Registered Rep, Series 9 / 10 General Securities Sales Supervisor, Series 24 General Securities Principal, Series 26 Variable Contracts Principal
B
Series 9 / 10 General Securities Sales Supervisor, Series 24 General Securities Principal, Series 26 Variable Contracts Principal
C
Series 9 / 10 General Securities Sales Supervisor & Series 26 Variable Contracts Principal
D
Explanations
All can approve the purchase except the Series 7 Licensed Rep
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625