Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Under FINRA's fair dealing rules, which of the following may not be traded on a short term basis; as such activity may raise the question of rule violation?

Bonds and Options
A
Bonds, Options and Mutual Funds
B
Stocks, Bonds, Options and Mutual Funds
C
Mutual Funds
D

Explanations

Under the fair dealing rules, the only type of securities that may not be traded on a short-term basis are mutual funds.

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