Series 6 - Investment Company And Variable Contracts Products Representative Exam
Training Mode
If a registered representative who has moved to a new firm has orally contacted a former customer to convince them to move to the new firm, when must the educational communication that includes important considerations in deciding whether to transfer assets be provided to the customer?
Within three business days after contact
A
Within five business days after contact
B
Within ten business days after contact
C
Within 30 days of contact
D