Series 7 - General Securities Representative Exam
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The MSRB
Writes investor protection rules and other rules regulating banks + broker dealers n the US Government securities market
A
Writes investor protection rules and other rules regulating banks + broker dealers n the US municipal securities market
B
Writes investor protection rules and other rules regulating banks + broker dealers n the US equity securities market
C
Writes investor protection rules and other rules regulating banks + broker dealers n the US credit default swap market
D
Explanations
The MSRB is the Municipal Securities Rulemaking Board
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625