Series 7 - General Securities Representative Exam
Preview Mode
Which of the following must a Mutual Fund must disclose in their prospectus?
The Fee table, The Mutual Fund's principal investment strategies and risks, The CEO's personal holdings, The fund's investment objective or goals
A
The Fee table, The CEO's personal holdings, The fund's investment objective or goals
B
The Fee table, The Mutual Fund's principal investment strategies and risks, The fund's investment objective or goals
C
The Fee table, The Mutual Fund's principal investment strategies and risks, The CEO's personal holdings
D
Explanations
The fee table, The Mutual Fund's principal investment strategies and risks & The fund's investment objective or goals are all requirements for disclosure in the Fund's Prospectus. CEO personal holdings is not a required disclosure