Series 7 - General Securities Representative Exam
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The MSRB
Writes investor protection rules and other rules regulating banks + broker dealers n the US Government securities market
A
Writes investor protection rules and other rules regulating banks + broker dealers n the US municipal securities market
B
Writes investor protection rules and other rules regulating banks + broker dealers n the US equity securities market
C
Writes investor protection rules and other rules regulating banks + broker dealers n the US credit default swap market
D
Explanations
The MSRB is the Municipal Securities Rulemaking Board