Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
12b-1 fees cover:
Sales charges, trailer commissions and marketing costs
A
Trailer commissions, marketing costs and distribution costs
B
Sales charges only
C
Marketing costs and distribution costs
D
Explanations
12-b fees are used to cover the cost of marketing and distributing the fund to investors, and to compensate registered representatives for servicing an account
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625