Series 6 - Investment Company And Variable Contracts Products Representative Exam
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If a participant in an employer-sponsored retirement plan leaves his place of employment but does not want to take a distribution of the assets, he may move his plan assets into a:
Rollover IRA
A
Conduit IRA
B
Transfer IRA
C
Roth IRA
D
Explanations
If an employer-sponsored plan participant separates from service, he may move plan assets to a conduit IRA. As long as 100% of the assets remain in the IRA, there will be no taxes or penalties imposed.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625