Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
A no-load fund may charge:
Sales loads. Redemption fees. Exchange fees. 12B-1 fees
A
Redemption fees. Exchange fees
B
Redemption fees. 12B-1 fees
C
Redemption fees. Exchange fees. 12B-1 fees
D
Explanations
No-load funds may charge fees as long as they are not sales loads.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625