Series 6 - Investment Company And Variable Contracts Products Representative Exam

Preview Mode

The following items fall outside the definition of a research report EXCEPT:

Commentaries on economic or market conditions.
A
A report focusing on an individual stock
B
Statistical summaries of the financial data of ten companies
C
Technical analysis concerning the demand and supply for an industry
D

Explanations

A research report typically focuses on an individual security and generally, but not always, includes a recommendation to buy or sell.

Pricing