Series 6 - Investment Company And Variable Contracts Products Representative Exam

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When does an issue become effective?

After the 10-day cooling-off period ends
A
After the SEC has completed its review
B
After the underwriters and issuer have held at least 10 due diligence meetings
C
After the S-1 has been filed
D

Explanations

A registration becomes effective when the SEC has completed its review.

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