Series 7 - General Securities Representative Exam

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A preliminary prospectus

Must be made available to all customers who are interested in the new issue during the cooling-off period
A
Must be made available to non accredited customers who are interested in the new issue during the cooling-off period
B
Must be made available to accredited customers who are interested in the new issue during the cooling-off period
C
Must be made available to all customers who are interested in the new issue after the cooling-off period
D

Explanations

The preliminary prospectus must be made available to all customers who are interested in the new issue during the cooling-off period, regardless of their accredited vs. non-accredited status

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