Series 7 - General Securities Representative Exam
Preview Mode
A Regulation D offering
Is a private placement
A
Is a public placement
B
Is an offering to no more than 50 unaccredited investors per year
C
Is an offering to no more than 55 unaccredited investors per year
D
Explanations
A Reg D offering is also known as a private placement and is an offering to no more than 35 unaccredited investors per year
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625