Series 7 - General Securities Representative Exam
Preview Mode
Doctor Z does not like to make his own investment decisions. She would prefer to grant power of attorney to her registered rep to make the investment decisions. The best type of account for her may be a
Roth IRA Account
A
JTWROS Account
B
Discretionary Account
C
UTMA Account
D
Explanations
Discretionary accounts allow the registered rep to make trading decisions for the account. It requires a signed written power of attorney
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625