Series 7 - General Securities Representative Exam
Preview Mode
The process of registering a new issue security with the SEC and individual states at the same time is
Qualification
A
Coordination
B
Notification
C
Dual Registration
D
Explanations
Coordination is the process of registering a new issue security with the SEC and all states where the security is to be sold at the same time
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
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- Series 7
- 50 of 625