Series 7 - General Securities Representative Exam

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Which of the following facilitates the mandatory reporting of over-the-counter (OTC) transactions in certain fixed income securities and provides increased price transparency to market participants and investors?

TRACE
A
OATS
B
EMMA
C
RTRS
D

Explanations

TRACE (Trade Reporting And Compliance Engine) facilitates the mandatory reporting of over-the-counter (OTC) transactions in certain fixed income securities and provides increased price transparency to market participants and investors

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