Series 7 - General Securities Representative Exam
Preview Mode
Which of the following facilitates the mandatory reporting of over-the-counter (OTC) transactions in certain fixed income securities and provides increased price transparency to market participants and investors?
TRACE
A
OATS
B
EMMA
C
RTRS
D
Explanations
TRACE (Trade Reporting And Compliance Engine) facilitates the mandatory reporting of over-the-counter (OTC) transactions in certain fixed income securities and provides increased price transparency to market participants and investors