Series 7 - General Securities Representative Exam
Preview Mode
Which of the following is TRUE of SROs?
The SEC is an SRO
A
The CBOE is an SRO
B
FINRA is not an SRO
C
NYSE is not an SRO
D
Explanations
The Chicago Board Option Exchange is an SRO. Other examples include the NYSE, FINRA and the MSRB.