Series 7 - General Securities Representative Exam

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All of the following are permitted securities lending practices EXCEPT

Facilitation of settlement of a trade
A
Facilitation of delivery of a short sale
B
Facilitation of financing of a security
C
Facilitation of settlement of a trade, Facilitation of delivery of a short sale & Facilitation of financing of a security
D

Explanations

All of these are permitted securities lending practices

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